Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF11 Money Laundering Reporting (9 Feb 2011 to 24 May 2012)
    • CF10 Compliance Oversight (19 Jan 2006 to 1 Jun 2014)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Apr 2004)
    • CF1 Director (1 Dec 2001 to 2 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2004)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF1 Director (1 Dec 2001 to 2 Apr 2004)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 2 Apr 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 2 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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