Premier Commercial Wealth Management Ltd

Date authorised
1 April 2013
Companies House
07903299
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Mount St. Albans
    Catsash
    Newport
    NP18 1LD
    UNITED KINGDOM
    Phone
    +4401656645826
    Web
    https://premiercommercialwealth.com

  • Complaints Contact

    2 Mount St. Albans
    Catsash
    Newport
    NP18 1LD
    UNITED KINGDOM
    Phone
    +4401656645826

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Samuel Stafford

    IRN DSS00009

    • [FCA CF] Functions requiring qualifications (13 May 2022 to 3 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 13 May 2022)
    • CF30 Customer (10 Jul 2013 to 3 Mar 2023)
  • Guy Yudowitz

    IRN GXY00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 13 May 2022)
    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 13 May 2022)
    • CF30 Customer (13 Aug 2014 to 23 Jun 2025)
  • Huw Gareth Jones

    IRN HGJ00001

    • CF30 Customer (5 Aug 2013 to 3 Sep 2014)
  • Jeremy Mark Reed

    IRN JMR00019

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 6 Nov 2024)
    • CF1 Director (23 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2012 to 8 Dec 2019)
  • Jonathan James Williams

    IRN JJW00007

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2012 to 8 Dec 2019)
  • Paul Tracey

    IRN PXT00023

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (23 Aug 2012 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Aug 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2012 to 8 Dec 2019)
    • Responsible for Insurance Mediation (23 Aug 2012 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.