Derek Samuel Stafford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Commercial Wealth Management Ltd (no longer approved here)

    FRN 580514

    • [FCA CF] Functions requiring qualifications (13 May 2022 to 3 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (1 Jan 2020 to 13 May 2022)
    • CF30 Customer (10 Jul 2013 to 3 Mar 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (28 Feb 2005 to 3 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.