Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Nov 2024)
- SMF3 Executive Director (9 Dec 2019 to 6 Nov 2024)
- CF1 Director (23 Aug 2012 to 8 Dec 2019)
- CF30 Customer (23 Aug 2012 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 15 Dec 2007)
- CF21 Investment Adviser (12 Mar 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (6 Feb 2004 to 12 Mar 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.