Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Commercial Wealth Management Ltd (no longer approved here)

    FRN 580514

    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 1 Nov 2024)
    • SMF3 Executive Director (9 Dec 2019 to 6 Nov 2024)
    • CF1 Director (23 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (12 Mar 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2004 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.