Jonathan James Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Premier Commercial Wealth Management Ltd

    FRN 580514

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 23 Jun 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (23 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (23 Aug 2012 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF22 Investment Adviser (Trainee) (29 Jun 2006 to 20 Oct 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.