PRAGMA WEALTH MANAGEMENT LTD.

• Principal Place of Business

  1 Vere Street

  London

  W1G 0DF

  UNITED KINGDOM

  Phone

  +4402072274769

  Web

  https://www.pragmawm.com

• Complaints Contact

  1 Vere Street

  London

  W1G 0DF

  UNITED KINGDOM

  Phone

  +4402072224333

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• John Kenny

  IRN JXK01295

  • CF30 Customer (14 Feb 2018 to 8 Dec 2019)
• Karin Maschler

  IRN KXM00155

  • [FCA CF] Client dealing (since 3 Oct 2025)
• Lachlan William Innes Ewing

  IRN LXE00125

  • [FCA CF] Client dealing (24 Jul 2023 to 5 Jun 2024)
• Luigi Carnelli

  IRN LXC01637

  • SMF3 Executive Director (9 Dec 2019 to 29 Sep 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 29 Sep 2020)
  • CF3 Chief Executive (1 May 2014 to 8 Dec 2019)
  • CF1 Director (1 May 2014 to 8 Dec 2019)
• Maria Clara Tucci

  IRN MCT01046

  • CF2 Non Executive Director (3 Mar 2015 to 13 May 2019)
  • CF30 Customer (18 Nov 2013 to 24 Mar 2014)
• Maria Mercedes Juesas Portoles

  IRN MXP00530

  • [FCA CF] Client dealing (22 Mar 2022 to 17 Nov 2023)
• Maurizio Petta

  IRN MXP01445

  • CF2 Non Executive Director (1 Dec 2001 to 2 Dec 2014)
• Pau Morilla-Giner

  IRN PXM01856

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF27 Investment Management (26 Jul 2005 to 31 Oct 2007)
• Paul Roderick Clucas Marshall

  IRN PRM01066

  • CF2 Non Executive Director (1 Dec 2001 to 21 Oct 2004)
• Paulino Lopez Fernandez

  IRN PLF01026

  • SMF16 Compliance Oversight (12 Apr 2024 to 4 Sep 2025)
  • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 4 Sep 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2025)
  • CF1 Director (16 Jul 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
  • CF30 Customer (5 Jul 2010 to 8 Dec 2019)

No changes recorded yet.