Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (14 Feb 2018 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Jun 2012)
- CF11 Money Laundering Reporting (20 Jan 2004 to 30 Jan 2012)
- CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
- CF27 Investment Management (20 Jan 2004 to 31 Oct 2007)
- CF3 Chief Executive (20 Jan 2004 to 30 Mar 2012)
- CF4 Partner (20 Jan 2004 to 29 Jun 2012)
- CF8 Apportionment and Oversight (20 Jan 2004 to 31 Oct 2007)
- CF10 Compliance Oversight (20 Jan 2004 to 30 Jan 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.