Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • CF30 Customer (14 Feb 2018 to 8 Dec 2019)
  • M&G Wealth Investments LLP (no longer approved here)

    FRN 229445

    • CF30 Customer (1 Nov 2007 to 29 Jun 2012)
    • CF11 Money Laundering Reporting (20 Jan 2004 to 30 Jan 2012)
    • CF21 Investment Adviser (20 Jan 2004 to 31 Oct 2007)
    • CF27 Investment Management (20 Jan 2004 to 31 Oct 2007)
    • CF3 Chief Executive (20 Jan 2004 to 30 Mar 2012)
    • CF4 Partner (20 Jan 2004 to 29 Jun 2012)
    • CF8 Apportionment and Oversight (20 Jan 2004 to 31 Oct 2007)
    • CF10 Compliance Oversight (20 Jan 2004 to 30 Jan 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.