PRAGMA WEALTH MANAGEMENT LTD.

• Principal Place of Business

  1 Vere Street

  London

  W1G 0DF

  UNITED KINGDOM

  Phone

  +4402072274769

  Web

  https://www.pragmawm.com

• Complaints Contact

  1 Vere Street

  London

  W1G 0DF

  UNITED KINGDOM

  Phone

  +4402072224333

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Afaq Akhtar

  IRN AXA01109

  • [FCA CF] Client dealing (2 Aug 2024 to 18 Oct 2024)
• Andre Stern

  IRN AXS01676

  • CF2 Non Executive Director (24 Feb 2005 to 24 Feb 2016)
• Claire Angela Robins

  IRN CAR01063

  • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
  • CF26 Customer Trading (4 Apr 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
• David Ian Smith

  IRN DIS01013

  • SMF9 Chair of the Governing Body (since 6 Jan 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF1 Director (18 Apr 2018 to 8 Dec 2019)
  • CF30 Customer (16 Apr 2018 to 8 Dec 2019)
• David John Way

  IRN DJW01441

  • CF2 Non Executive Director (8 May 2014 to 3 Dec 2014)
• Diarmid James Ducas Ogilvy

  IRN DJO01057

  • CF27 Investment Management (1 Dec 2001 to 28 Jun 2004)
• Diego Pignatelli Aragona Cortes

  IRN DXP01326

  • CF8 Apportionment and Oversight (1 Dec 2001 to 3 Feb 2004)
  • CF3 Chief Executive (1 Dec 2001 to 3 Feb 2004)
  • CF27 Investment Management (1 Dec 2001 to 3 Feb 2004)
  • CF1 Director (1 Dec 2001 to 3 Feb 2004)
• Dorian Marc Cameron

  IRN DMC01245

  • CF10 Compliance Oversight (12 Nov 2018 to 10 May 2019)
• Duncan Carter

  IRN DXC02602

  • SMF16 Compliance Oversight (26 Feb 2021 to 16 Feb 2024)
  • [FCA CF] Material risk taker (12 May 2020 to 16 Feb 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2020 to 16 Feb 2024)
  • [FCA CF] Client dealing (12 May 2020 to 16 Feb 2024)
• Eef Catharina Hubertina Lazzari

  IRN EXL17302

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Dec 2025)
  • SMF16 Compliance Oversight (since 4 Dec 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jul 2020)
  • CF10 Compliance Oversight (4 Sep 2019 to 8 Dec 2019)

No changes recorded yet.