Andre Stern

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxford Asset Management LLP

    FRN 461545

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Algorithmic trading (since 31 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 May 2007 to 31 Oct 2007)
    • CF27 Investment Management (4 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (4 May 2007 to 8 Dec 2019)
    • CF4 Partner (4 May 2007 to 8 Dec 2019)
  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • CF2 Non Executive Director (24 Feb 2005 to 24 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.