Date authorised
1 April 2013
Companies House
OC317131
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    OxAM House
    6 George Street
    Oxford
    Oxfordshire
    OX1 2BW
    UNITED KINGDOM
    Phone
    +4401865248248
  • Complaints Contact

    OxAM House
    6 George Street
    Oxford
    Oxfordshire
    OX1 2BW
    UNITED KINGDOM
    Phone
    +4401865248248

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amit Borlikar

    IRN AXB00695

    • SMF27 Partner (since 29 Jan 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 22 Oct 2025)
  • Andre Stern

    IRN AXS01676

    • [FCA CF] Algorithmic trading (since 31 Mar 2021)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 May 2007 to 31 Oct 2007)
    • CF3 Chief Executive (4 May 2007 to 8 Dec 2019)
    • CF4 Partner (4 May 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 May 2007 to 31 Oct 2007)
  • Andrew Bunting

    IRN AXB04683

    • [FCA CF] Client dealing (since 11 Aug 2025)
  • Brian O'Kennedy

    IRN BXO00037

    • SMF27 Partner (since 29 Jan 2024)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 22 Oct 2025)
    • [FCA CF] Significant management (1 Jun 2020 to 22 Oct 2025)
  • Bruce Dunlop McAlpine

    IRN BDM01044

    • [FCA CF] Significant management (since 5 Feb 2026)
    • [FCA CF] Client dealing (since 6 Jul 2023)
  • Christopher Graham Townsend

    IRN CGT01021

    • SMF27 Partner (7 Feb 2020 to 30 Jun 2021)
    • CF30 Customer (1 Jun 2019 to 8 Dec 2019)
  • Christopher Michael Ian Bell

    IRN CMB01090

    • CF11 Money Laundering Reporting (1 Jun 2017 to 1 Jan 2019)
    • CF10 Compliance Oversight (1 Jun 2017 to 1 Jan 2019)
  • David Lamper

    IRN DXL01483

    • [FCA CF] Client dealing (since 9 Apr 2025)
    • [FCA CF] Algorithmic trading (since 1 Jun 2023)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (29 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (29 Jul 2010 to 8 Dec 2019)
  • David Turner

    IRN DXT01462

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • [FCA CF] Algorithmic trading (since 31 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Apr 2019 to 8 Dec 2019)
    • CF4 Partner (7 Jul 2011 to 8 Dec 2019)
  • Davina Louise Keynes Guinness

    IRN DXG08639

    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Aug 2020)
    • CF11 Money Laundering Reporting (1 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.