Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Oxford Asset Management LLP (no longer approved here)

    FRN 461545

    • CF10 Compliance Oversight (1 Jun 2017 to 1 Jan 2019)
    • CF11 Money Laundering Reporting (1 Jun 2017 to 1 Jan 2019)
  • Capula Investment Management LLP (no longer approved here)

    FRN 433422

    • CF10 Compliance Oversight (25 May 2007 to 10 Dec 2016)
    • CF11 Money Laundering Reporting (25 May 2007 to 10 Dec 2016)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.