Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (1 Jun 2017 to 1 Jan 2019)
- CF11 Money Laundering Reporting (1 Jun 2017 to 1 Jan 2019)
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- CF10 Compliance Oversight (25 May 2007 to 10 Dec 2016)
- CF11 Money Laundering Reporting (25 May 2007 to 10 Dec 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.