Claire Angela Robins

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Helix Equities Limited (no longer approved here)

    FRN 778312

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
    • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Sep 2017 to 8 Dec 2019)
  • Oakham Wealth Management Ltd (no longer approved here)

    FRN 431206

    • CF1 Director (5 Dec 2012 to 6 Jan 2014)
    • CF11 Money Laundering Reporting (14 Aug 2012 to 6 Jan 2014)
    • CF29 Significant management (29 Nov 2011 to 6 Jan 2014)
  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • CF30 Customer (1 Nov 2007 to 17 Jun 2011)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
    • CF26 Customer Trading (4 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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