Date authorised
19 September 2017
Companies House
10685406
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    86 Brook Street
    London
    W1K 5AY
    UNITED KINGDOM
    Phone
    +442071898852
  • Complaints Contact

    86 Brook Street
    London
    W1K 5AY
    UNITED KINGDOM
    Phone
    +442071898852

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Claire Angela Robins

    IRN CAR01063

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Aug 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Aug 2021)
    • CF11 Money Laundering Reporting (19 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (19 Sep 2017 to 8 Dec 2019)
  • Harvinder Nandhra

    IRN HXN00070

    • SMF16 Compliance Oversight (9 Aug 2022 to 18 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Aug 2022 to 18 Dec 2023)
  • Joachim Christian Benes

    IRN JCB01338

    • SMF1 Chief Executive (since 8 Jan 2026)
    • [FCA CF] Client dealing (since 12 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 8 Jan 2026)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • Katia Sielecki

    IRN KXS00894

    • SMF3 Executive Director (since 31 Dec 2025)
  • Lucas Sielecki

    IRN LXS01888

    • SMF9 Chair of the Governing Body (since 7 Jan 2026)
    • [FCA CF] Client dealing (since 15 Mar 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 7 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 7 Jan 2026)
    • CF3 Chief Executive (19 Sep 2017 to 8 Dec 2019)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • Matthew McConnell

    IRN MXM02047

    • [FCA CF] Client dealing (12 Mar 2021 to 26 Apr 2024)
    • SMF3 Executive Director (9 Dec 2019 to 26 Apr 2024)
    • CF1 Director (19 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (19 Sep 2017 to 8 Dec 2019)
  • Milla Rajala

    IRN MXR00831

    • SMF16 Compliance Oversight (since 27 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Mar 2024)
  • Olga Lesueur

    IRN OXL00035

    • SMF16 Compliance Oversight (31 Jan 2022 to 14 May 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2022 to 14 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.