Duncan Carter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • SMF16 Compliance Oversight (26 Feb 2021 to 16 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 May 2020 to 16 Feb 2024)
    • [FCA CF] Client dealing (12 May 2020 to 16 Feb 2024)
    • [FCA CF] Material risk taker (12 May 2020 to 16 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

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