PRAGMA WEALTH MANAGEMENT LTD.

• Principal Place of Business

  1 Vere Street

  London

  W1G 0DF

  UNITED KINGDOM

  Phone

  +4402072274769

  Web

  https://www.pragmawm.com

• Complaints Contact

  1 Vere Street

  London

  W1G 0DF

  UNITED KINGDOM

  Phone

  +4402072224333

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to unregulated collective investment scheme marketing activities and in carrying on such activities to the specified investments, "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Plamen Zhivkov Tasev

  IRN PXT00337

  • [FCA CF] Client dealing (8 Nov 2024 to 6 Dec 2024)
• Qiao Li

  IRN QXL00019

  • SMF3 Executive Director (since 6 Jan 2026)
• Reid Samuel Perper

  IRN RSP01051

  • CF2 Non Executive Director (20 May 2015 to 8 Dec 2019)
  • CF30 Customer (18 Nov 2013 to 24 Mar 2014)
• Sandra Yunus

  IRN SXY00130

  • [FCA CF] Client dealing (24 Feb 2025 to 3 Oct 2025)
• Shyam Awasthi

  IRN SXA03466

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2021)
  • CF30 Customer (15 Feb 2018 to 8 Dec 2019)
• Timothy Jon Walton Maxwell

  IRN TJM01118

  • CF1 Director (11 May 2004 to 28 Sep 2006)
  • CF3 Chief Executive (11 Feb 2004 to 28 Sep 2006)
  • CF8 Apportionment and Oversight (11 Feb 2004 to 28 Sep 2006)
  • CF27 Investment Management (29 Jan 2004 to 28 Sep 2006)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Sep 2006)
  • CF10 Compliance Oversight (1 Dec 2001 to 28 Sep 2006)
• Veronica Garuti

  IRN VXG01059

  • CF30 Customer (1 Nov 2007 to 23 Apr 2014)
  • CF8 Apportionment and Oversight (3 Nov 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (3 Nov 2006 to 9 Oct 2012)
  • CF11 Money Laundering Reporting (3 Nov 2006 to 9 Oct 2012)
  • CF3 Chief Executive (3 Nov 2006 to 15 Apr 2014)
  • CF27 Investment Management (7 Apr 2004 to 31 Oct 2007)
  • CF1 Director (7 Apr 2004 to 15 Apr 2014)

No changes recorded yet.