Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 23 Apr 2014)
- CF8 Apportionment and Oversight (3 Nov 2006 to 31 Oct 2007)
- CF11 Money Laundering Reporting (3 Nov 2006 to 9 Oct 2012)
- CF10 Compliance Oversight (3 Nov 2006 to 9 Oct 2012)
- CF3 Chief Executive (3 Nov 2006 to 15 Apr 2014)
- CF27 Investment Management (7 Apr 2004 to 31 Oct 2007)
- CF1 Director (7 Apr 2004 to 15 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.