Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • CF30 Customer (1 Nov 2007 to 23 Apr 2014)
    • CF8 Apportionment and Oversight (3 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Nov 2006 to 9 Oct 2012)
    • CF10 Compliance Oversight (3 Nov 2006 to 9 Oct 2012)
    • CF3 Chief Executive (3 Nov 2006 to 15 Apr 2014)
    • CF27 Investment Management (7 Apr 2004 to 31 Oct 2007)
    • CF1 Director (7 Apr 2004 to 15 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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