Timothy Jon Walton Maxwell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • CF1 Director (11 May 2004 to 28 Sep 2006)
    • CF3 Chief Executive (11 Feb 2004 to 28 Sep 2006)
    • CF8 Apportionment and Oversight (11 Feb 2004 to 28 Sep 2006)
    • CF27 Investment Management (29 Jan 2004 to 28 Sep 2006)
    • CF10 Compliance Oversight (1 Dec 2001 to 28 Sep 2006)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 28 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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