Paulino Lopez Fernandez

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPRICORN FUND MANAGERS LIMITED

    FRN 505252

    • CF1 Director (AR) (since 13 Feb 2026)
    • CF30 Customer (since 13 Feb 2026)
  • PLEASANT LAKE LONDON LTD

    FRN 1049006

    • (2)Employed By (since 13 Feb 2026)
  • PRAGMA WEALTH MANAGEMENT LTD. (no longer approved here)

    FRN 197316

    • SMF16 Compliance Oversight (12 Apr 2024 to 4 Sep 2025)
    • SMF3 Executive Director (9 Dec 2019 to 4 Sep 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 4 Sep 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 4 Sep 2025)
    • CF1 Director (16 Jul 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Jun 2016 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2010 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.