Polus Capital Management Limited

Date authorised
1 April 2013
Companies House
04885685
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442072594800
    Web
    https://www.poluscapital.com

  • Complaints Contact

    Asticus Building
    21 Palmer Street
    London
    SW1H 0AD
    UNITED KINGDOM
    Phone
    +442035988181

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Lindsay Burke

    IRN ALB01099

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (22 Mar 2023 to 15 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Aug 2006 to 31 Oct 2007)
  • Andrew Peter Jackson

    IRN APJ01048

    • CF30 Customer (1 Nov 2007 to 12 Apr 2017)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
    • CF27 Investment Management (5 Aug 2004 to 31 Oct 2007)
  • Ansumana Bai-Marrow

    IRN AXB21940

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Nov 2023)
    • CF10 Compliance Oversight (29 Nov 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Nov 2019 to 8 Dec 2019)
  • Anthony Granville Mallin

    IRN AGM01068

    • CF2 Non Executive Director (1 Mar 2010 to 19 Jul 2018)
  • Arnaud Graebert

    IRN AXG01573

    • CF30 Customer (1 Nov 2007 to 22 Feb 2016)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
  • Ashish Thomas

    IRN AXT10787

    • [FCA CF] Client dealing (since 1 Sep 2021)
  • Asif Ijaz Godall

    IRN AIG01008

    • CF30 Customer (3 Oct 2016 to 28 Feb 2019)
  • Ben Dyson

    IRN BXD00103

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Feb 2022)
  • Benoit Olivier Charles

    IRN BOC01000

    • [FCA CF] Client dealing (since 19 Nov 2025)
  • Boris Statev

    IRN BXS00562

    • [FCA CF] Client dealing (since 6 Mar 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Fabio Vanerio (no longer appointed)

    FRN 955311 · Appointed 22 Jul 2021 · Until 8 May 2025

  • Munoa Invest Limited (no longer appointed)

    FRN 788801 · Appointed 13 Sep 2017 · Until 18 Oct 2017

  • Richard Tray (no longer appointed)

    FRN 518224 · Appointed 19 Feb 2010 · Until 12 Aug 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.