Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (22 Mar 2023 to 15 Jan 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (7 Aug 2006 to 31 Oct 2007)
  • Cairn Loan Investments II LLP (no longer approved here)

    FRN 821844

    • [FCA CF] Manager of certification employee (6 Mar 2025 to 28 Feb 2026)
    • SMF27 Partner (1 Sep 2023 to 18 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Cairn Loan Investments LLP (no longer approved here)

    FRN 612590

    • [FCA CF] Manager of certification employee (14 Feb 2025 to 27 Feb 2026)
    • SMF27 Partner (1 Sep 2023 to 18 Feb 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2026)
    • CF30 Customer (31 Oct 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.