Cairn Loan Investments II LLP
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Asticus Building21 Palmer StreetLondonSW1H 0ADUNITED KINGDOM- Phone
- +442072594800
-
Complaints Contact
Asticus Building21 Palmer StreetLondonSW1H 0ADUNITED KINGDOM- Phone
- +442035988181
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
. CLI Holdings II Limited
IRN XXC07082
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (14 Aug 2019 to 8 Dec 2019)
-
. Polus Capital Management Group Limited
IRN XXC01287
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (14 Aug 2019 to 8 Dec 2019)
-
. Polus Capital Management Limited
IRN XXC01286
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (14 Aug 2019 to 8 Dec 2019)
-
Andrew Lindsay Burke
IRN ALB01099
- [FCA CF] Manager of certification employee (6 Mar 2025 to 28 Feb 2026)
- SMF27 Partner (1 Sep 2023 to 18 Feb 2026)
- [FCA CF] Client dealing (9 Dec 2019 to 28 Feb 2026)
- CF30 Customer (14 Aug 2019 to 8 Dec 2019)
-
Ansumana Bai-Marrow
IRN AXB21940
- SMF17 Money Laundering Reporting Officer (MLRO) (3 Jun 2021 to 2 Nov 2023)
- SMF16 Compliance Oversight (3 Jun 2021 to 2 Nov 2023)
-
Dorota Holowiak
IRN DXH02203
- SMF16 Compliance Oversight (14 Feb 2024 to 30 May 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Feb 2024 to 30 May 2025)
-
Harris Chung
IRN HXC00336
- [FCA CF] Client dealing (since 3 Mar 2026)
-
John Peter Murphy
IRN JPM01190
- CF30 Customer (14 Aug 2019 to 16 Sep 2019)
-
John Stuart Walker
IRN JSW01175
- SMF9 Chair of the Governing Body (since 29 Jan 2024)
-
Jonathan White
IRN JXW00470
- [FCA CF] Client dealing (since 9 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.