Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 6 Mar 2024)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • [FCA CF] Client dealing (1 Mar 2020 to 11 Apr 2022)
    • [FCA CF] Manager of certification employee (1 Mar 2020 to 11 Apr 2022)
    • [FCA CF] Material risk taker (1 Mar 2020 to 11 Apr 2022)
    • CF30 Customer (7 Aug 2017 to 8 Dec 2019)
  • Polus Capital Management Limited (no longer approved here)

    FRN 400045

    • CF30 Customer (1 Nov 2007 to 12 Apr 2017)
    • CF27 Investment Management (5 Aug 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.