Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Vontobel Asset Management S.A.
FRN 966651
- [FCA CF] Client dealing (since 6 Mar 2024)
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- [FCA CF] Client dealing (1 Mar 2020 to 11 Apr 2022)
- [FCA CF] Manager of certification employee (1 Mar 2020 to 11 Apr 2022)
- [FCA CF] Material risk taker (1 Mar 2020 to 11 Apr 2022)
- CF30 Customer (7 Aug 2017 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 12 Apr 2017)
- CF27 Investment Management (5 Aug 2004 to 31 Oct 2007)
- CF21 Investment Adviser (5 Aug 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.