Vontobel Asset Management S.A.
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Vontobel Asset Management S AMutual House70 Conduit StreetLondonWestminsterW1S 2GFUNITED KINGDOM- Phone
- +442072558300
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Complaints Contact
Vontobel Asset Management S AMutual House70 Conduit StreetLondonWestminsterW1S 2GFUNITED KINGDOM- Phone
- +442072558300
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrew Jeremy Raisman
IRN AJR01156
- SMF3 Executive Director (10 May 2023 to 6 Oct 2025)
- SMF19 Head of Overseas Branch/Head of Overseas (10 May 2023 to 6 Oct 2025)
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Andrew Peter Jackson
IRN APJ01048
- [FCA CF] Client dealing (since 6 Mar 2024)
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Anthony Corrigan
IRN AXC00616
- [FCA CF] Client dealing (since 10 May 2023)
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Ella Mary Louise Smith
IRN EXS00304
- [FCA CF] Client dealing (since 15 Dec 2025)
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Frederick Theodore Alfred Solway
IRN FTS01008
- [FCA CF] Client dealing (10 May 2023 to 26 Jun 2025)
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Hubert Jean Leon Huet De Froberville
IRN HJH01044
- SMF3 Executive Director (since 21 Oct 2025)
- [FCA CF] Client dealing (since 10 May 2023)
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Nicholas James Richard Hinds
IRN NJH01136
- [FCA CF] Client dealing (10 May 2023 to 8 Dec 2025)
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Nikita Poltavskis
IRN NXP00237
- SMF16 Compliance Oversight (10 May 2023 to 17 Dec 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (10 May 2023 to 17 Dec 2024)
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Saiful Khan
IRN SXK00918
- SMF17 Money Laundering Reporting Officer (MLRO) (6 May 2025 to 9 Apr 2026)
- SMF16 Compliance Oversight (6 May 2025 to 9 Apr 2026)
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Sheridan James Anthony Tobias Bowers
IRN SJB01403
- SMF19 Head of Overseas Branch/Head of Overseas (since 22 Oct 2025)
- SMF3 Executive Director (since 10 May 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.