Policy Services Limited

• Principal Place of Business

  Oracle Campus

  Linlithgow

  West Lothian

  EH49 7BF

  UNITED KINGDOM

  Phone

  +443454507806

  Web

  https://policyservices.co.uk

• Complaints Contact

  Oracle Campus

  Linlithgow

  West Lothian

  EH49 7BF

  UNITED KINGDOM

  Phone

  +443454507806

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  For Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Mark Laidlaw

  IRN JML01066

  • SMF9 Chair of the Governing Body (since 6 Jun 2025)
• Kayleigh Elizabeth Dorrian

  IRN KXD01403

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Apr 2023)
  • [FCA CF] Client dealing (9 Dec 2020 to 25 Apr 2023)
  • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 25 Apr 2023)
  • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
  • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
  • CF1 Director (10 Oct 2014 to 8 Dec 2019)
• Kelly Ann Devlin

  IRN KAK01018

  • CF30 Customer (19 Jul 2010 to 10 Nov 2011)
• Kevin Dorrian

  IRN KXD01400

  • SMF3 Executive Director (since 4 Dec 2024)
  • Responsible for Insurance Distribution (since 26 Sep 2024)
  • SMF1 Chief Executive (since 26 Sep 2024)
  • SMF3 Executive Director (9 Dec 2019 to 26 Sep 2024)
  • CF1 Director (26 Sep 2014 to 8 Dec 2019)
• Liam Sidney David Britee

  IRN LSB01044

  • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
• Louise Gibson

  IRN LXG00371

  • SMF3 Executive Director (since 6 Nov 2024)
• Lynne Davidson

  IRN LXD01141

  • CF1 Director (25 Oct 2002 to 21 Apr 2004)
• Margaret Ferguson Ness

  IRN MFN01008

  • CF1 Director (25 Oct 2002 to 21 Aug 2015)
• Mark Bernard Devlin

  IRN MBD01030

  • CF30 Customer (22 Jun 2010 to 29 Dec 2011)
• Martin Steven Green

  IRN MSG01080

  • CF30 Customer (1 Nov 2007 to 3 Mar 2010)
  • CF22 Investment Adviser (Trainee) (29 Aug 2007 to 31 Oct 2007)

No changes recorded yet.