Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Jul 2020)
    • [FCA CF] Client dealing (since 9 Jul 2020)
  • Sandringham Financial Partners Limited (no longer approved here)

    FRN 581304

    • [FCA CF] Client dealing (15 Feb 2023 to 19 Apr 2023)
    • [FCA CF] Functions requiring qualifications (15 Feb 2023 to 19 Apr 2023)
  • Policy Services Limited (no longer approved here)

    FRN 214036

    • CF30 Customer (16 Aug 2019 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (19 Apr 2010 to 21 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.