Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G ADVICE PARTNERS LIMITED
FRN 584256
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Jul 2020)
- [FCA CF] Client dealing (since 9 Jul 2020)
-
- [FCA CF] Client dealing (15 Feb 2023 to 19 Apr 2023)
- [FCA CF] Functions requiring qualifications (15 Feb 2023 to 19 Apr 2023)
-
- CF30 Customer (16 Aug 2019 to 8 Dec 2019)
-
- CF30 Customer (19 Apr 2010 to 21 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.