Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 25 May 2023)
    • CF30 Customer (since 15 May 2023)
    • (1)Employed By (since 15 May 2023)
  • Policy Services Limited (no longer approved here)

    FRN 214036

    • [FCA CF] Client dealing (9 Dec 2020 to 25 Apr 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 25 Apr 2023)
    • Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
    • CF30 Customer (5 Dec 2014 to 8 Dec 2019)
    • CF1 Director (10 Oct 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.