Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 25 May 2023)
- CF30 Customer (since 15 May 2023)
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Archer Joy Financial Planning Limited
FRN 996369
- (1)Employed By (since 15 May 2023)
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- [FCA CF] Client dealing (9 Dec 2020 to 25 Apr 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2020 to 25 Apr 2023)
- SMF3 Executive Director (9 Dec 2019 to 25 Apr 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 25 Apr 2023)
- Responsible for Insurance Mediation (21 Jun 2016 to 30 Sep 2018)
- CF30 Customer (5 Dec 2014 to 8 Dec 2019)
- CF1 Director (10 Oct 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.