Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ming Xian Kemp

  IRN DXO01161

  • [FCA CF] Client dealing (1 Apr 2020 to 31 Dec 2020)
  • CF30 Customer (12 Oct 2010 to 8 Dec 2019)
• Morgan Lee

  IRN MXL02293

  • [FCA CF] Client dealing (17 Apr 2024 to 3 Mar 2026)
• Mujtaba Waseem Ghulam

  IRN MWG01043

  • [FCA CF] Significant management (since 1 Apr 2020)
  • CF28 Systems and controls (1 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2013 to 8 Dec 2019)
• Nabeel Nayab Siddiqui

  IRN NNS01022

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (19 Jun 2014 to 8 Dec 2019)
• Naomi Beth Waistell

  IRN NBW01012

  • [FCA CF] Client dealing (1 Apr 2020 to 5 May 2025)
• Neil John Denman

  IRN NJD01068

  • CF30 Customer (5 Oct 2010 to 19 Oct 2017)
• Neil Philip Taylor

  IRN NPT01015

  • [FCA CF] Significant management (1 Apr 2020 to 30 Sep 2025)
  • CF4 Partner (19 Oct 2005 to 9 Dec 2019)
• Nicholas Charles Brind

  IRN NCB01032

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (22 Oct 2010 to 9 Dec 2019)
  • CF30 Customer (6 Oct 2010 to 6 Oct 2010)
• Nicholas Edward James Brandt

  IRN NEB01017

  • [FCA CF] Significant management (since 1 Apr 2020)
  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (20 Nov 2015 to 9 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 20 Nov 2015)
  • CF4 Partner (19 Oct 2005 to 9 Dec 2019)
  • CF17 Significant Mgt (Other Business Operations) (19 Oct 2005 to 31 Oct 2007)
• Nicholas Farren

  IRN NXF01204

  • SMF27 Partner (since 12 Dec 2019)
  • CF30 Customer (30 Mar 2010 to 8 Dec 2019)

No changes recorded yet.