Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Guy Williams

  IRN NGW01048

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (10 Jun 2019 to 8 Dec 2019)
• Nicholas James Davis

  IRN NJD01116

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (29 Sep 2014 to 8 Dec 2019)
• Nicholas James Evans

  IRN NJE01020

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (3 Dec 2010 to 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 9 Dec 2019)
  • CF27 Investment Management (1 Oct 2007 to 31 Oct 2007)
• Nicholas James Lovell

  IRN NJL01114

  • CF30 Customer (31 Aug 2018 to 8 Dec 2019)
• Nicholas James Martin

  IRN NJM01127

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (2 Jul 2015 to 9 Dec 2019)
  • CF30 Customer (7 Oct 2010 to 9 Dec 2019)
• Nicholas James Mottram

  IRN NJM01077

  • [FCA CF] Client dealing (1 Jul 2021 to 31 Mar 2023)
• Nicholas Thomas Woodhall Shenton

  IRN NTS01014

  • CF4 Partner (10 Nov 2010 to 16 Apr 2012)
  • CF30 Customer (1 Nov 2007 to 16 Apr 2012)
  • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
• Nima Tayebi

  IRN NXT01052

  • CF30 Customer (10 May 2010 to 10 Jan 2011)
• Owen Robert Jenkins

  IRN ORJ01002

  • CF4 Partner (5 Oct 2009 to 15 Nov 2011)
  • CF30 Customer (1 Nov 2007 to 15 Nov 2011)
  • CF27 Investment Management (20 Jun 2006 to 31 Oct 2007)
• Paddy Drewett

  IRN PXD00391

  • [FCA CF] Client dealing (since 8 Jul 2024)

No changes recorded yet.