Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Palvir Kaur Bahia

  IRN PKB01046

  • [FCA CF] Client dealing (since 24 Feb 2025)
• Patrick Stuff

  IRN PXS03040

  • [FCA CF] Client dealing (since 28 May 2021)
  • CF30 Customer (7 Sep 2018 to 8 Dec 2019)
• Paul Anthony Stephen Lambert

  IRN PAL01122

  • CF4 Partner (5 Oct 2009 to 28 Oct 2011)
  • CF30 Customer (1 Nov 2007 to 28 Oct 2011)
  • CF27 Investment Management (15 Nov 2005 to 31 Oct 2007)
• Paul Johnson

  IRN PXJ01378

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (17 Oct 2013 to 8 Dec 2019)
• Peter Andersen

  IRN PXA00079

  • [FCA CF] Client dealing (since 1 Apr 2020)
• Peter John Leane

  IRN PXL00090

  • [FCA CF] Client dealing (since 1 Apr 2020)
• Petrit Kusari

  IRN PXK01369

  • CF30 Customer (30 Sep 2008 to 20 Mar 2009)
• Philip John Hardy

  IRN PJH01252

  • CF30 Customer (1 Nov 2007 to 11 Nov 2013)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (19 Oct 2005 to 11 Nov 2013)
• Quintin Rupert Salter Price

  IRN QRP01000

  • CF2 Non Executive Director (16 Aug 2018 to 12 Nov 2019)
• Raniyah Farhat Qureshi

  IRN RXQ00002

  • [FCA CF] Client dealing (1 Apr 2020 to 28 Jul 2025)

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