Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rhianna Danielle Lindsay-Nieto

  IRN RXL00098

  • [FCA CF] Significant management (since 1 Apr 2020)
• Richard Alan Jones

  IRN RAJ01056

  • [FCA CF] Client dealing (since 28 May 2021)
• Richard Bargrave Henniker Wilson

  IRN RBW01018

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF4 Partner (10 Jan 2012 to 9 Dec 2019)
  • CF30 Customer (1 Sep 2011 to 9 Dec 2019)
• Richard Craig Mercer

  IRN RCM01050

  • CF30 Customer (1 Nov 2007 to 13 Mar 2012)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
• Richard James Salter

  IRN RJS01171

  • CF30 Customer (1 Nov 2007 to 9 Dec 2019)
  • CF4 Partner (19 Oct 2005 to 9 Dec 2019)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
• Richard Oates

  IRN RXO00032

  • [FCA CF] Client dealing (since 1 Apr 2020)
• Robert Gregory Blaxland

  IRN RGB01058

  • CF30 Customer (1 Nov 2007 to 11 Jun 2010)
  • CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
• Robert Steven Gurner

  IRN RXG00112

  • [FCA CF] Client dealing (1 Apr 2020 to 30 Jun 2021)
• Robert Steven Gurner

  IRN RSG01052

  • CF30 Customer (1 Nov 2007 to 2 Nov 2010)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (19 Oct 2005 to 14 Oct 2010)
• Rorrie McMillan Mars

  IRN RMM01136

  • [FCA CF] Client dealing (1 Apr 2020 to 10 Aug 2022)

No changes recorded yet.