Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rudolph Garza

  IRN RXG00127

  • [FCA CF] Client dealing (18 Jan 2021 to 31 May 2023)
• Rupert Edward Watkin Kimber

  IRN REK01004

  • CF27 Investment Management (26 Apr 2006 to 11 Jul 2007)
  • CF22 Investment Adviser (Trainee) (17 Jan 2006 to 24 Apr 2006)
  • CF4 Partner (17 Jan 2006 to 11 Jul 2007)
• Rupert George Forster Grant

  IRN RXG16856

  • CF30 Customer (8 Jul 2019 to 8 Dec 2019)
• Ryan Anthony Green

  IRN RXG00370

  • [FCA CF] Significant management (since 26 Sep 2022)
• Ryan Nicholas Cosson

  IRN RXC00265

  • [FCA CF] Client dealing (16 Dec 2022 to 30 Mar 2025)
• Sachin Patel

  IRN SXP02035

  • [FCA CF] Client dealing (1 Apr 2020 to 31 May 2021)
  • CF30 Customer (19 Apr 2012 to 8 Dec 2019)
• Samantha Murray

  IRN SXM01597

  • [FCA CF] Significant management (since 4 Sep 2023)
• Samir Ayub

  IRN SXA03526

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (15 Jun 2018 to 8 Dec 2019)
• Samir Jayanti Patel

  IRN SJP01136

  • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
  • CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
• Samuel Hughes

  IRN SXH00979

  • [FCA CF] Client dealing (since 27 Apr 2023)

No changes recorded yet.