Samir Jayanti Patel

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mirabella Financial Services LLP
FRN 415559
- [FCA CF] Client dealing (since 14 Jun 2021)
Ashmore Investment Management Limited (no longer approved here)
FRN 185402
- CF30 Customer (4 Dec 2017 to 15 Feb 2019)
Ashmore Investment Advisors Limited (no longer approved here)
FRN 611412
- CF30 Customer (4 Dec 2017 to 15 Feb 2019)
GLG Partners LP (no longer approved here)
FRN 186093
- CF30 Customer (17 Sep 2014 to 19 Aug 2016)
Hermes Investment Management Ltd (no longer approved here)
FRN 150000
- CF30 Customer (24 Nov 2009 to 29 Aug 2014)
Polar Capital LLP (no longer approved here)
FRN 438046
- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF27 Investment Management (6 Apr 2006 to 31 Oct 2007)
FIERA CAPITAL (UK) LIMITED (no longer approved here)
FRN 172999
- CF27 Investment Management (20 Oct 2004 to 31 Dec 2005)
Pictet Asset Management Limited (no longer approved here)
FRN 181966
- CF27 Investment Management (1 Dec 2001 to 30 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.