Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Samuel James Wightman

  IRN SXW02220

  • [FCA CF] Client dealing (1 Apr 2020 to 31 Aug 2021)
  • CF30 Customer (26 Apr 2016 to 8 Dec 2019)
• Sarah Elizabeth Street

  IRN SES01049

  • CF2 Non Executive Director (4 Jan 2010 to 8 Sep 2011)
• Shanta Sushindran Nathan

  IRN SXN00073

  • [FCA CF] Client dealing (1 Apr 2020 to 23 Aug 2022)
• Stefanie Rath

  IRN SXR02460

  • [FCA CF] Client dealing (since 25 Nov 2021)
• Stephen Amoah

  IRN SXA03253

  • [FCA CF] Significant management (since 1 Apr 2020)
  • CF30 Customer (16 Nov 2016 to 8 Dec 2019)
• Stephen Michael McCormick

  IRN SXM00330

  • [FCA CF] Client dealing (since 1 Apr 2020)
• Steven John Woods

  IRN SXW00185

  • [FCA CF] Significant management (since 1 Apr 2020)
• Su Hyung Park

  IRN SHP01032

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (8 Jun 2011 to 8 Dec 2019)
• Tara Raveendran

  IRN TXS01429

  • [FCA CF] Client dealing (since 1 Nov 2021)
• Thiemo Lang

  IRN TXL00147

  • [FCA CF] Client dealing (since 1 Oct 2021)

No changes recorded yet.