Polar Capital LLP

• Principal Place of Business

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

  Web

  https://www.polarcapital.co.uk

• Complaints Contact

  16 Palace Street

  London

  SW1E 5JD

  UNITED KINGDOM

  Phone

  +4402072272700

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Retail Investment Funds

• Specialist Investment Funds

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas David Astor

  IRN TDA01032

  • CF30 Customer (12 Mar 2015 to 7 Sep 2016)
• Thomas Guennégués

  IRN TXG00141

  • [FCA CF] Client dealing (since 1 Oct 2021)
• Thomas Hugh Bartlam

  IRN THB01002

  • CF2 Non Executive Director (10 Nov 2009 to 8 Dec 2019)
• Thomas Michael Dorner

  IRN TMD01033

  • [FCA CF] Client dealing (since 1 Dec 2023)
• Timothy John Woolley

  IRN TJW01058

  • CF2 Non Executive Director (16 Jul 2017 to 17 Aug 2018)
  • CF3 Chief Executive (12 Nov 2009 to 16 Jul 2017)
  • CF30 Customer (1 Nov 2007 to 16 Jul 2017)
  • CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
  • CF27 Investment Management (19 Oct 2005 to 31 Oct 2007)
  • CF4 Partner (19 Oct 2005 to 16 Jul 2017)
• Ton Fie Tjia

  IRN TFT01006

  • CF4 Partner (8 Nov 2011 to 7 May 2015)
  • CF30 Customer (27 Oct 2011 to 7 May 2015)
• Tracey Anne Lago

  IRN TXL00212

  • [FCA CF] Significant management (since 23 Jan 2023)
• Trent Starr

  IRN TXS04131

  • [FCA CF] Client dealing (since 3 Jun 2025)
• Uttkarsh Devw Lal

  IRN UXL00001

  • [FCA CF] Client dealing (1 Apr 2020 to 31 Mar 2024)
• Vikram Heerah

  IRN VXH00026

  • [FCA CF] Significant management (since 1 Apr 2020)

No changes recorded yet.