Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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McInroy & Wood Ltd
FRN 121926
- 14. Managing investments
- [FCA CF] Client dealing (since 5 Aug 2024)
- [FCA CF] Functions requiring qualifications (since 5 Aug 2024)
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- [FCA CF] Significant management (31 Dec 2020 to 27 Sep 2021)
- [FCA CF] Manager of certification employee (31 Dec 2020 to 27 Sep 2021)
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- CF30 Customer (4 Nov 2011 to 11 Aug 2014)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2010)
- CF21 Investment Adviser (11 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.