Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Trevor Perks

    IRN JTP00009

    • SMF9 Chair of the Governing Body (19 Mar 2020 to 1 Oct 2020)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • CF1 Director (18 Jun 2019 to 8 Dec 2019)
  • John William Moxham

    IRN JXM28314

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Jon Glen

    IRN JXG02390

    • [FCA CF] Manager of certification employee (1 Oct 2020 to 14 Feb 2023)
    • [FCA CF] Significant management (1 Oct 2020 to 14 Feb 2023)
  • Jonathan Mark Ainsworth

    IRN JMA01164

    • CF5 Director of Unincorporated Association (AR) (22 Apr 2009 to 1 Mar 2016)
  • Julia Fordham

    IRN JXF00375

    • [FCA CF] Significant management (11 Mar 2022 to 29 Feb 2024)
  • Julie Scott

    IRN JFS00009

    • SMF9 Chair of the Governing Body (21 Nov 2022 to 29 Feb 2024)
    • SMF3 Executive Director (21 Nov 2022 to 29 Feb 2024)
  • Julie Whitehead

    IRN JXW10866

    • [FCA CF] Significant management (2 Jan 2023 to 29 Feb 2024)
  • Justina Stringer

    IRN JXS04203

    • [FCA CF] Significant management (since 21 May 2025)
  • Kathryn Anne Winup

    IRN KAW01054

    • CF28 Systems and controls (29 Jan 2018 to 9 Oct 2019)
    • CF1 Director (24 Nov 2017 to 9 Oct 2019)
  • Kavitha Myladoor

    IRN KXM76956

    • [FCA CF] Significant management (4 Oct 2022 to 12 Mar 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.