Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PMGI Limited (no longer approved here)

    FRN 114942

    • SMF3 Executive Director (21 Nov 2022 to 29 Feb 2024)
    • SMF9 Chair of the Governing Body (21 Nov 2022 to 29 Feb 2024)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • Director of firm who is not a certification employee or a SMF manager (14 Sep 2021 to 14 Dec 2021)
  • Responsible Lending Limited (no longer approved here)

    FRN 763158

    • Director of firm who is not a certification employee or a SMF manager (14 Sep 2021 to 14 Dec 2021)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • SMF18 Other Overall Responsibility (2 Jun 2021 to 15 Jan 2026)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • SMF1 Chief Executive (5 Feb 2020 to 12 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • CF1 Director (1 Jun 2018 to 8 Dec 2019)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • SMF1 Chief Executive (5 Feb 2020 to 12 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
    • CF1 Director (20 Jun 2018 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 24 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.