Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (21 Nov 2022 to 29 Feb 2024)
- SMF9 Chair of the Governing Body (21 Nov 2022 to 29 Feb 2024)
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- Director of firm who is not a certification employee or a SMF manager (14 Sep 2021 to 14 Dec 2021)
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- Director of firm who is not a certification employee or a SMF manager (14 Sep 2021 to 14 Dec 2021)
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- SMF18 Other Overall Responsibility (2 Jun 2021 to 15 Jan 2026)
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- SMF1 Chief Executive (5 Feb 2020 to 12 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
- CF1 Director (1 Jun 2018 to 8 Dec 2019)
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- SMF1 Chief Executive (5 Feb 2020 to 12 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 12 Mar 2021)
- CF1 Director (20 Jun 2018 to 8 Dec 2019)
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- CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 24 Nov 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.