Date authorised
28 February 2017
Companies House
09801855
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Princess Court
    23 Princess Street
    Plymouth
    PL1 2EX
    UNITED KINGDOM
    Phone
    +4407547296303
  • Complaints Contact

    Princess Court
    23 Princess Street
    Plymouth
    PL1 2EX
    UNITED KINGDOM
    Phone
    +4407547296303

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Ritchie

    IRN AXR00204

    • SMF1 Chief Executive (since 6 Feb 2025)
  • Alex Gates

    IRN AXG00338

    • SMF16 Compliance Oversight (18 Jun 2021 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Jun 2021 to 31 Jan 2025)
  • Bernie Hickman

    IRN BLH01027

    • SMF9 Chair of the Governing Body (since 28 Jan 2026)
  • Daniel George Jones

    IRN DGJ01056

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2020)
    • CF1 Director (28 Feb 2017 to 8 Dec 2019)
  • Ian Williams

    IRN IXW81663

    • Director of firm who is not a certification employee or a SMF manager (since 15 May 2025)
  • Jason Wyatt

    IRN JXW09058

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2025)
  • Joanne Ungless

    IRN JXU31445

    • SMF9 Chair of the Governing Body (3 Oct 2025 to 15 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (14 Dec 2021 to 15 Jan 2026)
  • Julie Scott

    IRN JFS00009

    • Director of firm who is not a certification employee or a SMF manager (14 Sep 2021 to 14 Dec 2021)
  • Keith Gerard Haggart

    IRN KXH01431

    • SMF1 Chief Executive (9 Dec 2019 to 31 Jan 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jan 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Jun 2021)
    • CF3 Chief Executive (28 Feb 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Feb 2017 to 8 Dec 2019)
    • CF1 Director (28 Feb 2017 to 8 Dec 2019)
  • Leon Edward Diamond

    IRN LED01012

    • CF2 Non Executive Director (3 May 2018 to 10 Jan 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.