Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Royal London Asset Management Limited
FRN 141665
- [FCA CF] Manager of certification employee (since 25 Sep 2025)
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- [FCA CF] Material risk taker (since 2 Jan 2023)
- [FCA CF] Significant management (since 2 Jan 2023)
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- [FCA CF] Significant management (2 Jan 2023 to 29 Feb 2024)
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- SMF16 Compliance Oversight (16 Apr 2020 to 31 Dec 2022)
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- SMF16 Compliance Oversight (25 Sep 2019 to 31 Dec 2022)
- SMF7 Group Entity Senior Manager (28 Mar 2019 to 31 Dec 2022)
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- SMF7 Group Entity Senior Manager (28 Mar 2019 to 31 Dec 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.