Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kaye Hodson

    IRN KXH00522

    • [FCA CF] Significant management (since 31 Mar 2025)
  • Kerry McMahon-White

    IRN KXM00544

    • Responsible for Insurance Distribution (since 22 Aug 2024)
    • SMF1 Chief Executive (since 22 Aug 2024)
    • [FCA CF] Significant management (13 Dec 2022 to 9 Mar 2023)
  • Kyle Speed

    IRN KXS00636

    • [FCA CF] Significant management (5 Dec 2024 to 14 Nov 2025)
  • Layton David Wilkinson

    IRN LXW76981

    • [FCA CF] Significant management (1 Oct 2020 to 30 Jun 2022)
  • Lee Michael Duggan

    IRN LXD32167

    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Lesley Joy Mitchell

    IRN LXM76949

    • [FCA CF] Significant management (4 Oct 2021 to 14 Oct 2022)
  • Lisa Cole

    IRN LXC00654

    • [FCA CF] Significant management (since 27 Mar 2025)
  • Martin Pierce Lewis

    IRN MPL01075

    • SMF3 Executive Director (2 Feb 2021 to 31 Dec 2022)
  • Mehdi Kadhim

    IRN MXK01343

    • [FCA CF] Manager of certification employee (1 Jan 2023 to 29 Feb 2024)
  • Michael Cormack

    IRN MXC02087

    • CF5 Director of Unincorporated Association (AR) (13 Feb 2008 to 23 May 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.