Date authorised
1 April 2013
Companies House
01073408
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4401512364511
  • Complaints Contact

    3rd Floor
    Exchange Station
    Tithebarn Street
    Liverpool
    L2 2PQ
    UNITED KINGDOM
    Phone
    +4403334009070

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phillip Karl Addicott

    IRN PKA01013

    • CF5 Director of Unincorporated Association (AR) (14 Apr 2008 to 1 Dec 2013)
  • Rachel Kirwan

    IRN RXK09253

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Oct 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2020)
  • Raphael Gerard Clerkin

    IRN RGC00027

    • CF30 Customer (1 Nov 2007 to 6 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Richard Basham-Jones

    IRN RXB76900

    • [FCA CF] Manager of certification employee (11 Jul 2023 to 29 Feb 2024)
    • [FCA CF] Significant management (1 Oct 2020 to 11 Jul 2023)
  • Richard McKinney

    IRN RXM02342

    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Nov 2021 to 17 Jun 2022)
    • SMF16 Compliance Oversight (20 Jan 2021 to 29 Feb 2024)
    • [FCA CF] Significant management (1 Oct 2020 to 29 Feb 2024)
  • Richard Wyn Eccles

    IRN RWE01034

    • CF5 Director of Unincorporated Association (AR) (13 Feb 2008 to 26 May 2017)
  • Robert Ferguson

    IRN RIF01010

    • [FCA CF] Manager of certification employee (2 Aug 2021 to 29 Feb 2024)
    • [FCA CF] Significant management (15 Feb 2021 to 29 Feb 2024)
  • Rory Marsh

    IRN RXM00486

    • [FCA CF] Significant management (28 Feb 2023 to 29 Feb 2024)
  • Ruth Frances Miknenas

    IRN RFM01061

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Oct 2020)
    • CF11 Money Laundering Reporting (17 Mar 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Mar 2017 to 8 Dec 2019)
  • Ryan Mark Gill

    IRN RMG01146

    • SMF3 Executive Director (since 12 Mar 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.