Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PMGI Limited (no longer approved here)

    FRN 114942

    • SMF16 Compliance Oversight (9 Dec 2019 to 2 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Oct 2020)
    • CF10 Compliance Oversight (17 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Mar 2017 to 8 Dec 2019)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • CF10 Compliance Oversight (19 Nov 2007 to 14 Jun 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.