Plurimi Wealth LLP

• Principal Place of Business

  Plurimi Wealth LLP

  30 St. James's Square

  London

  Westminster

  SW1Y 4AL

  UNITED KINGDOM

  Phone

  +4402074843340

  Web

  https://www.plurimi.com

• Complaints Contact

  Plurimi Wealth LLP

  30 St. James's Square

  London

  Westminster

  SW1Y 4AL

  UNITED KINGDOM

  Phone

  +4402038730608

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

• Thomas Hayes

  IRN TXH00269

  • [FCA CF] Functions requiring qualifications (18 Nov 2022 to 13 Sep 2023)
• Timothy Daniel Ganie

  IRN TDG01021

  • CF4 Partner (25 Feb 2016 to 2 Jul 2018)
  • CF30 Customer (4 Feb 2015 to 2 Jul 2018)
• Toby Edward Pegler

  IRN TXP01145

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF4 Partner (8 Sep 2014 to 12 Nov 2019)
  • CF30 Customer (22 Jan 2013 to 8 Dec 2019)
• Tzvetomira Ninkova Tzekova

  IRN TNT00003

  • CF4 Partner (8 Sep 2014 to 31 Jan 2015)
  • CF30 Customer (11 Mar 2014 to 31 Jan 2015)
• Ulric Ojeer

  IRN UXO01002

  • CF30 Customer (16 Jan 2014 to 17 Jul 2014)
  • CF11 Money Laundering Reporting (15 Jun 2009 to 5 Sep 2011)
  • CF10 Compliance Oversight (7 Apr 2009 to 5 Sep 2011)
• Umut Keskin

  IRN UXK56032

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 3. Giving personal recommendations on derivatives
  • [FCA CF] Functions requiring qualifications (since 11 Dec 2023)
• Virna Kazazian

  IRN VXT01072

  • CF4 Partner (24 Nov 2016 to 24 Aug 2018)
  • CF30 Customer (24 Nov 2016 to 24 Aug 2018)
• Wing Yan Ng

  IRN WYN01001

  • [FCA CF] Functions requiring qualifications (20 Jan 2021 to 17 May 2023)
• Yevgeniy Zenchenko

  IRN YXZ01003

  • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 6 May 2022)
• Yovan Dabee

  IRN YMD01004

  • CF30 Customer (13 Jul 2009 to 29 Feb 2012)

• Harrington House Wealth Management Ltd (no longer appointed)

  FRN 996052 · Appointed 9 May 2023 · Until 12 Nov 2023

• Hanfore Capital Ltd (no longer appointed)

  FRN 609768 · Appointed 6 Nov 2013 · Until 8 Jan 2014

No changes recorded yet.