Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Plurimi Wealth LLP (no longer approved here)

    FRN 466728

    • [FCA CF] Functions requiring qualifications (4 Jan 2021 to 6 May 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Apr 2016)
    • CF30 Customer (10 Nov 2014 to 6 Mar 2016)
  • DWS Investments UK Limited (no longer approved here)

    FRN 429806

    • CF30 Customer (16 Dec 2014 to 25 Apr 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 6 Jun 2008)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (14 Aug 2002 to 3 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.