Platform Securities LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tricorn House51-53 Hagley RoadEdgbastonBirminghamWest MidlandsB16 8TPUNITED KINGDOM- Phone
- +4401212330336
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Complaints Contact
Tricorn House51-53 Hagley RoadEdgbastonBirminghamWest MidlandsB16 8TPUNITED KINGDOM- Phone
- +4401212330336
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trade Settlement Routing
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trading Platform
For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
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Holds Your Assets
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Electronic Trade Settlement
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Paul Masterson
IRN PXM02291
- CF2 Non Executive Director (17 Sep 2012 to 31 Aug 2013)
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Paul Michael Luxton
IRN PML01045
- CF4 Partner (13 Nov 2002 to 1 Aug 2005)
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Paul Ward
IRN PXW18573
- CF30 Customer (19 Aug 2019 to 8 Dec 2019)
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Pervinder Khela
IRN PXK01526
- CF29 Significant management (3 Jan 2013 to 1 Aug 2013)
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Peter Francis Murphy
IRN PFM01030
- CF4 Partner (13 Nov 2002 to 1 Aug 2005)
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Peter Michael Heath
IRN PMH01093
- CF4 Partner (23 Sep 2003 to 1 Aug 2005)
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Peter St John Heath
IRN PSH01048
- SMF3 Executive Director (since 2 Feb 2026)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF4 Chief Risk (19 Oct 2022 to 8 Aug 2025)
- CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
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Peter Thomas
IRN PXT01121
- CF30 Customer (1 Nov 2007 to 18 Mar 2010)
- CF26 Customer Trading (20 Feb 2006 to 31 Oct 2007)
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Philip Anthony Ireland
IRN PAI01012
- CF2 Non Executive Director (23 Nov 2009 to 30 Nov 2011)
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Philip Bailey
IRN PXB01370
- CF30 Customer (22 Mar 2010 to 31 Aug 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Havelock Hunter Stockbrokers Ltd (no longer appointed)
FRN 400130 · Appointed 15 Apr 2004 · Until 31 Oct 2006
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.