Date authorised
1 April 2013
Companies House
OC301316
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336
  • Complaints Contact

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Masterson

    IRN PXM02291

    • CF2 Non Executive Director (17 Sep 2012 to 31 Aug 2013)
  • Paul Michael Luxton

    IRN PML01045

    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
  • Paul Ward

    IRN PXW18573

    • CF30 Customer (19 Aug 2019 to 8 Dec 2019)
  • Pervinder Khela

    IRN PXK01526

    • CF29 Significant management (3 Jan 2013 to 1 Aug 2013)
  • Peter Francis Murphy

    IRN PFM01030

    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
  • Peter Michael Heath

    IRN PMH01093

    • CF4 Partner (23 Sep 2003 to 1 Aug 2005)
  • Peter St John Heath

    IRN PSH01048

    • SMF3 Executive Director (since 2 Feb 2026)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF4 Chief Risk (19 Oct 2022 to 8 Aug 2025)
    • CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
  • Peter Thomas

    IRN PXT01121

    • CF30 Customer (1 Nov 2007 to 18 Mar 2010)
    • CF26 Customer Trading (20 Feb 2006 to 31 Oct 2007)
  • Philip Anthony Ireland

    IRN PAI01012

    • CF2 Non Executive Director (23 Nov 2009 to 30 Nov 2011)
  • Philip Bailey

    IRN PXB01370

    • CF30 Customer (22 Mar 2010 to 31 Aug 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.