Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF2 Non Executive Director (26 Jul 2011 to 30 Nov 2011)
    • CF10 Compliance Oversight (18 Jul 2002 to 2 Dec 2002)
    • CF11 Money Laundering Reporting (18 Jul 2002 to 2 Dec 2002)
    • CF1 Director (1 Dec 2001 to 2 Dec 2002)
  • Furness Building Society (no longer approved here)

    FRN 159624

    • CF2 Non Executive Director (11 Jun 2010 to 31 Oct 2013)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF2 Non Executive Director (23 Nov 2009 to 30 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.