Platform Securities LLP

Date authorised
1 April 2013
Companies House
OC301316
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336
    Web
    https://www.platformsecurities.com

  • Complaints Contact

    Tricorn House
    51-53 Hagley Road
    Edgbaston
    Birmingham
    West Midlands
    B16 8TP
    UNITED KINGDOM
    Phone
    +4401212330336

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trade Settlement Routing

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachael Emma McKee

    IRN REM01050

    • CF4 Partner (13 Nov 2002 to 1 Jul 2005)
  • Rajvinder Johal

    IRN RXJ07256

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2018 to 8 Dec 2019)
  • Ramandeep Duhra

    IRN RXD00179

    • [FCA CF] Material risk taker (1 Mar 2021 to 20 Oct 2023)
  • Richard Alexander Davies

    IRN RAD01048

    • CF30 Customer (1 Nov 2007 to 17 Nov 2010)
    • CF21 Investment Adviser (13 Nov 2002 to 31 Oct 2007)
  • Richard Charles Smith

    IRN RCS01165

    • SMF3 Executive Director (since 11 Jul 2024)
    • SMF2 Chief Finance (since 11 Mar 2022)
  • Richard Henry Norman

    IRN RHN01015

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)
  • Richard John Hines

    IRN RJH01283

    • CF26 Customer Trading (15 Feb 2006 to 22 Mar 2006)
  • Richard Norman Pearce

    IRN RXP00272

    • [FCA CF] Material risk taker (1 Mar 2021 to 31 Dec 2023)
  • Robert Anthony Hemson

    IRN RAH01223

    • CF28 Systems and controls (30 Jan 2013 to 31 Aug 2013)
  • Robert Hunter

    IRN RXH01257

    • CF21 Investment Adviser (8 Apr 2004 to 31 Oct 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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