Richard Henry Norman

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP

    FRN 499510

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2010 to 8 Dec 2019)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF21 Investment Adviser (8 Feb 2006 to 31 Oct 2007)
    • CF4 Partner (13 Nov 2002 to 1 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

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