Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Manager of certification employee (1 Feb 2024 to 31 Jul 2024)
    • [PRA CF] Managing a material risk taker (1 Feb 2024 to 31 Jul 2024)
    • [FCA CF] Material risk taker (12 May 2023 to 7 Apr 2026)
    • [PRA CF] Significant risk taker or Material risk taker (12 May 2023 to 7 Apr 2026)
  • Interactive Investor Services Limited (no longer approved here)

    FRN 141282

    • CF1 Director (22 Sep 2015 to 6 Jun 2017)
    • CF28 Systems and controls (30 Jan 2013 to 6 Jun 2017)
  • Platform Securities LLP (no longer approved here)

    FRN 214206

    • CF28 Systems and controls (30 Jan 2013 to 31 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

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