Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Platform Securities LLP
FRN 214206
- SMF3 Executive Director (since 2 Feb 2026)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF4 Chief Risk (19 Oct 2022 to 8 Aug 2025)
- CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
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DEMICA FINANCE LIMITED
FRN 728209
- SMF16 Compliance Oversight (since 15 Oct 2025)
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- CF30 Customer (8 Aug 2011 to 19 Feb 2013)
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- CF28 Systems and controls (15 Jul 2008 to 28 Jan 2011)
- CF30 Customer (1 Nov 2007 to 15 Jul 2008)
- CF26 Customer Trading (21 Jul 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.