Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 2 Feb 2026)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF4 Chief Risk (19 Oct 2022 to 8 Aug 2025)
    • CF10 Compliance Oversight (4 Jan 2018 to 8 Dec 2019)
    • SMF16 Compliance Oversight (since 15 Oct 2025)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (8 Aug 2011 to 19 Feb 2013)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • CF28 Systems and controls (15 Jul 2008 to 28 Jan 2011)
    • CF30 Customer (1 Nov 2007 to 15 Jul 2008)
    • CF26 Customer Trading (21 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.